Regulation in MENA and Asia

ADS SECURITIES LICENSES AND REGULATIONS

CENTRAL BANK OF THE UAE

Regulation Resolution Numbers: 164/8/1994 and 126/5/1995

ADS Securities LLC. is licensed by the Central Bank of the United Arab Emirates under Central Bank Resolution Numbers 164/8/1994 and Resolution Number 126/5/1995. The company is licensed to provide investment services including acting as a financial and monetary intermediary in the conduct of financial and monetary brokerage business for the sale and purchase of currencies and intermediating in money market transactions, providing investment management services including asset management services and discretionary portfolio management services. It is one of a small number of investment and brokerage firms to be licensed and regulated by the Central Bank.

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HONG KONG SECURITIES & FUTURES COMMISSION (SFC)

Central Entity Number: AXC847

ADS Securities Hong Kong Limited is regulated by the Hong Kong Securities and Futures Commission (CE No AXC847), and holds type one, type two and type three licenses, allowing it to trade leveraged FX, and securities and futures contracts.